Services
Compliance/Regulation: We provide a range of professional services and offer bespoke solutions to each client. We specialise in financial services regulation and fintech. We offer three core services: Regulatory Licensing; Business Establishment and Regulatory Compliance.
Technology: Our services include the evaluation of fintech, regtech and AI offerings which clients use to help demonstrate their compliance with regulations. We also advise fintech and regtech vendors on how to position their products with regulated firms.
Where: We focus on Europe, the USA, the Middle-East, Australia and Asia.
Technology: Our services include the evaluation of fintech, regtech and AI offerings which clients use to help demonstrate their compliance with regulations. We also advise fintech and regtech vendors on how to position their products with regulated firms.
Where: We focus on Europe, the USA, the Middle-East, Australia and Asia.
Regulatory LicensingExperts at getting you licensed in Europe, the USA and Australia.
If you are looking to get authorised in Ireland or elsewhere complete our Authorisation Form to start the process. See our NEW regulatory authorisation guides |
Business Establishment
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Regulatory ComplianceWe demystify complex company and regulatory requirements by providing practical and workable solutions to today's innovative business models.
We service firms facing supervisory and enforcement actions and other dispute resolution needs. |
Central Banks & Regulators
Members of our team have advised central banks and regulators on their supervisory risk and enforcement strategies. This is a discreet and bespoke service, delivered by a former senior central bank and regulator, and covers:
* regulatory sandboxes to accelerate fintech and regtech adoption
* conduct of business, financial crime (AML/CFT) and fitness & probity
Contact Peter Oakes at office@complireg.com for further information.
* regulatory sandboxes to accelerate fintech and regtech adoption
* conduct of business, financial crime (AML/CFT) and fitness & probity
Contact Peter Oakes at office@complireg.com for further information.
Our team enjoys a first class reputation in international financial services and regulation.
We provide detailed proposals and terms of business for our Services in easy to comprehend documentation. We demystify complex company and regulatory requirements by providing practical and workable solutions to today's innovative business models.
Contact us to learn more.
We provide detailed proposals and terms of business for our Services in easy to comprehend documentation. We demystify complex company and regulatory requirements by providing practical and workable solutions to today's innovative business models.
Contact us to learn more.
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